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Cape Town City Centre: Compliance Officer




Date 2024-07-07
Job Title Compliance Officer
Employer
More Information
Salary
Category Accounting Finance
Location Cape Town Region
/ Cape Town City Centre

Job Summary

Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services Group. Matric essential Degree in Law or Finance or Commerce essential Drivers license, enabling you to visit regions Approval Nr Essential and not negotiable RE1 or Re5 essential 3 years experience in a legal Compliance department ess Long term insurance advantages FAIS FICA Insurance Act and FRSA must form part of experience

Compliance Officer position available in Cape Town Region, Cape Town City Centre. This job position was posted by . The job has been posted on 2024-07-07 in the Accounting Finance category

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We do not accept any job applications and merely offer the service of daily jobs being mined and displayed on our job portal.
Each job post has a link to take you directly to the original post to apply on their website or the original website where the post came from.


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Posted in Jobs in Cape Town City Centre, Jobs in Cape Town Region

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Cape Town City Centre: Compliance Officer




Date 2024-07-03
Job Title Compliance Officer
Employer
More Information
Salary Market related
Category Accounting Finance
Location Cape Town Region
/ Cape Town City Centre

Job Summary

Our client, a financial services provider, is seeking a Compliance Officer experienced in long-term insurance, FIAS and FICA. The ideal candidate would have completed their supervision and will report directly to the Senior Manager in the team.

Responsibilities:

Determine statutory and management compliance obligations Assist in overseeing and maintaining the compliance risk management plans and regulatory universe Compliance monitoring at Branches throughout the country Assist with the implementation and continuous maintenance/improvement of the compliance practice framework Assist, enable, facilitate, and monitor compliance with laws, regulations, policies and procedures by following a risk-based approach, as determined in terms of the compliance practice framework Analyse data and provide written compliance reports to management of the applicable business area Establish and maintain relationships with each business area, line management of the business area and other complimentary departments and divisions (Finance, HR, Internal Audit, etc)

Requirements:

LLB / 4 Year Law / Commerce / Finance degree or equivalent that has been recognised by the FSCA for Compliance Officers Minimum of 2-3 years` experience in a legal, compliance, audit or financial services environment Non-Negotiable: Approved Category I Compliance Officer with the Financial Sector Conduct Authority with no supervision requirements Regulatory Examinations: RE1 (non-negotiable) and/or RE5 Non-Negotiable: Experience in a long-term insurance and/or funeral insurance environment Working knowledge of the financial services industry and legislation (FAIS, FICA, Insurance Act, Long-Term Insurance Act, FSRA etc) Please note that if you have not heard from us within 2 weeks of your application, please consider it as unsuccessful for this particular role. Please do though continue to follow us online and apply for suitable opportunities.

Compliance Officer position available in Cape Town Region, Cape Town City Centre. This job position was posted by . The job has been posted on 2024-07-03 in the Accounting Finance category

Click Go Apply to apply online!


You might also like to look at the available jobs in the same area.

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Cape Town City Centre: Compliance Officer




Date 2024-06-26
Job Title Compliance Officer
Employer
More Information
Salary Monthly
Category Accounting Finance
Location Cape Town Region
/ Cape Town City Centre

Job Summary

Do these words resonate with your value system and your career goals?: Prestige, credibility, integrity, stability, reputability, rewarding, professionalism, ethics? Are you looking to join a team with a culture of caring towards, not only their clients, but their employees as well? Then this is the perfect opportunity for you Use your relevant degree (B Com Accounting, or B Com Honours in Risk Management), together with your completed Accounting or Auditing articles to join the Compliance and Risk Team at my client, based in the Southern Suburbs of Cape Town. Your key responsibilities will include: Compliance reporting on behalf of business unit: internal and external (statutory)requirements Review of planned legislative changes, and make recommendations of changes required in risk control and operational procedures. Monitoring of existing legislative changes Assist with documentation of processes and procedures, and planned training of same Review of system, and recommendations of system changes required. FSP license changes as needed Compliance monitoring which will include: Review of client advisory and investment implementation records (FAIS and FICA) as well as review and approval of client onboarding Technical queries including assisting the advisory, fiduciary and consulting operations with technical queries and support and recommendations. A highly attractive remuneration package will be on offer to the successful candidate. Together with the opportunity to become part of a highly regarded and respected team.

Compliance Officer position available in Cape Town Region, Cape Town City Centre. This job position was posted by . The job has been posted on 2024-06-26 in the Accounting Finance category

Click Go Apply to apply online!


You might also like to look at the available jobs in the same area.

Apply directly for this position
Some posts have contact information included with other instructions. All applicants are urged to read the instructions carefully.
We will list jobs at the bottom of each job, so feel free to scroll down and continue your search.

We do not accept any job applications and merely offer the service of daily jobs being mined and displayed on our job portal.
Each job post has a link to take you directly to the original post to apply on their website or the original website where the post came from.

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